Service Overview

Trusteeship for products of fund company is an intermediary service that we, as the fund trustee, fulfill the responsibility of the trustee, protect the legitimate rights and interests of the investors as much as possible, and charge a certain remuneration in accordance with the relevant laws, regulations, and the stipulations as set out in the fund contract and the trusteeship agreement.

Securities investment fund refers to the securities investment fund that are raised by the fund management company by public offering the fund share. According to the Law of the People’s Republic of China on Securities Investment Fund, other relevant laws and administrative regulations, the securities investment fund refers to a collective  securities investment method with mutual interests and risks, that is, the funds of the investor will be collected by the found issuing organization, trusted by the fund trustee (generally a reputable and credible bank), and managed by the fund manager (i.e., the fund management company) for investments through stocks, bonds and other financial instruments. The fund investor is entitled to the gains from securities investment, but assumes the risks arising from investment losses at the same time.

Cooperation/ Service Subject

Fund management company.

Services

1.      Opening of account: To be responsible for opening other accounts necessary for the service according to relevant laws and regulations.

2.      Asset custody: To implement independent management for the trusted assets by the asset category, so as to ensure the trusted assets are separated from other assets.

3.      Fund clearing: To audit, execute and feed back the fund transfer instruction issued according to the regulations.

4.      Accounting: Including daily financial checking, and preparation and re-checking of financial statements and reports during the accounting period.

5.      Asset valuation: To value, review, and confirm all kinds of assets contained in the trusted assets separately according to the relevant regulations.

6.      Investment supervision: To supervise the property utilization and disposal manually or through the combination of both  the system automation and manual supervision.

7.      Information disclosure: To review the statutory information disclosure report that must be reviewed by the trustee.

Advantages

1.      First-class technical support: The shareholder Citibank provides us with the global trusteeship network resources and the trusteeship operation platform system with top technology support in the world.

2.      Mature trusteeship system: Professional financial industry system solutions are adopted, which are of leading level in China in respect of technical level, professional degree, accuracy and stability.

3.      Advanced operation idea: In light of the global trusteeship service experience and the operation mode of the shareholder Citibank, we own the most advanced operation idea in China and have strong innovation ability for the establishment of the integrated trusteeship service both at home and abroad.

4.      Professional trusteeship service team: We have excellent trusteeship business team and high-quality trusteeship talents, so as to offer professional trusteeship services for the customers.

5.      High-efficiency clearing and settlement system: We offer high-efficiency and fast fund clearing services via all kinds of direct clearing networks and professional clearing systems, so as to guarantee timely, accurate and safe clearing for trusted funds.

6.      Sound internal control supervision system: With strict supervision procedure, tight operation risk control framework and sound internal control supervision system, we can effectively guarantee the safety of the trusted funds and the transaction of our customers.

7.      Personalized trusteeship service: We can provide customized trusteeship service program for customers, so as to meet various requirements.

8.      Extensive customer resources: With extensive customer relationship, we have owned a number of business partners with whom we cooperate closely for a long term. The assets trusteeship business mode under the cooperation is mature.

9.      Strong marketing capacity: Relying on our abundant outlet resources nationwide and a large number of professional customer managers, we can offer effective marketing cooperation and support services.

10.    Comprehensive value-added service: We offer comprehensive financial services in terms of credit, financing and investment banking, according to customer requirements.